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Classification, Clinical Manifestations, and Immunopathological Mechanisms of the Epithelial Variant of Paraneoplastic Autoimmune Multiorgan Syndrome
A Reappraisal of Paraneoplastic Pemphigus
Vu Thuong Nguyen;
Assane Ndoye, MD;
Karl D. Bassler, MD;
Leonard D. Shultz, PhD;
Molly C. Shields, MD;
Beth S. Ruben, MD;
Robert J. Webber, PhD;
Mark R. Pittelkow, MD;
Peter J. Lynch, MD;
Sergei A. Grando, MD, PhD, DSc
Arch Dermatol. 2001;137:193-206.
ABSTRACT
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Background Recent studies suggest that paraneoplastic pemphigus (PNP) is a heterogeneous autoimmune syndrome involving several internal organs and that the pathophysiological mechanisms mediating cutaneous, mucosal, and internal lesions are not limited to autoantibodies targeting adhesion molecules.
Objective To classify the diverse mucocutaneous and respiratory presentations of PNP and characterize the effectors of humoral and cellular autoimmunity mediating epithelial tissue damage.
Methods We examined 3 patients manifesting the lichen planus pemphigoideslike subtype of PNP. A combination of standard immunohistochemical techniques, enzyme-linked immunosorbent assay with desmoglein (DSG) baculoproteins, and an immunoprecipitation assay were used to characterize effectors of humoral and cellular autoimmunity in patients with PNP and in neonatal wild-type and DSG3-knockout mice with PNP phenotype induced by passive transfer of patients' IgGs.
Results In addition to the known "PNP antigenic complex," epithelial targets recognized by PNP antibodies included 240-, 150-, 130-, 95-, 80-, 70-, 66-, and 40/42-kd proteins but excluded DSG1 and DSG3. In addition to skin and the epithelium lining upper digestive and respiratory tract mucosa, deposits of autoantibodies were found in kidney, urinary bladder, and smooth as well as striated muscle. Autoreactive cellular cytotoxicity was mediated by CD8+ cytotoxic T lymphocytes, CD56+ natural killer cells, and CD68+ monocytes/macrophages. Inducible nitric oxide synthase was visualized both in activated effectors of cellular cytotoxicity and their targets. Keratin 14–positive basal epithelial cells sloughed from the large airways and obstructed small airways.
Conclusions The paraneoplastic disease of epithelial adhesion known as PNP in fact represents only 1 manifestation of a heterogeneous autoimmune syndrome in which patients, in addition to small airway occlusion and deposition of autoantibodies in different organs, may display a spectrum of at least 5 different clinical and immunopathological mucocutaneous variants (ie, pemphiguslike, pemphigoidlike, erythema multiforme–like, graft-vs-host disease–like, and lichen planus–like). We suggest that the more encompassing term "paraneoplastic autoimmune multiorgan syndrome," or PAMS, be applied. The pathophysiological mechanisms of PAMS involve both humoral and cellular autoimmunity responses. Epithelial cell membrane antigens other than DSG1 or DSG3 are targeted by effectors of PAMS autoimmunity. Apoptosis of damaged basal cells mediates epithelial clefting, and respiratory failure results possibly from obstruction of small airways with sloughed epithelial cells.
INTRODUCTION
PARANEOPLASTIC pemphigus (PNP) was first described 10 years ago as atypical pemphigus occurring in patients with associated neoplasia.1 The lesional tissues in patients with this disease demonstrate 3 pathognomonic microscopic features of classic pemphigus: epidermal cell separation (acantholysis); intraepithelial blister formation;and deposition of immunoreactants in intercellular spaces of epithelial tissue. However, in contrast to the lesions of classic pemphigus, a marked degree of inflammation and other findings are present both clinically and microscopically.2
As additional patients have been described, heterogeneity of the clinical features has become apparent. Some patients have mucocutaneous features that are largely noninflammatory and mimic pemphigus, whereas others have marked inflammatory lesions similar to those seen in erythema multiforme, pemphigoid, lichen planus, or even cutaneous graft-vs-host disease.3-12 Within this clinical spectrum, painful erosions are typically present in the mouth and also are often found on the mucous membranes of the pharynx, larynx, esophagus, eyes, nose, and genitalia. Almost all of the described patients have had associated malignancy, usually of the lymphoproliferative type. Death, often due to respiratory failure, has occurred shortly after the onset of the disease in most patients.
A spectrum of pathological changes also occurs histologically. In some patients, epithelial cell acantholysis with pemphigus vulgaris (PV)–like blister formation is the most prominent feature, whereas in others, little or no acantholysis occurs, and the dominant feature is an intense inflammatory infiltrate at the dermoepidermal junction (DEJ).3-12 This infiltrate consists primarily of mononuclear cells and is accompanied by varying degrees of satellite cell necrosis, keratinocyte dyskeratosis (or apoptosis), and vacuolar damage to the epithelial basal cell layer. These inflammatory changes are very similar to those characterizing erythema multiforme, lichen planus, lupus erythematosus, and acute graft-vs-host disease.13-15
A clinical diagnosis of PNP can be confirmed by the presence of a distinctive profile of antibodies directed toward the plakin family of adhesion proteins.1 Direct immunofluorescence (DIF) of involved skin and mucosa reveals deposits of IgG and complement localized in an intercellular (ie, pemphiguslike) and/or linear (ie, pemphigoidlike) pattern. By indirect immunofluorescence (IIF), PNP antibodies stain the simple, columnar, and transitional epithelial tissue substrates in addition to the stratified squamous epithelium.16 By immunoprecipitation (IP), PNP antibodies react with intracellular proteins of the plakin gene family: plectin (>400 kd), desmoplakin I (250 kd), bullous pemphigoid antigen 1 (230 kd), envoplakin, desmoplakin II (a 210-kd double band), and periplakin (190 kd) as well as with an unidentified keratinocyte polypeptide with an apparent molecular weight (MW) of 170 kd. Paraneoplastic pemphigus antibodies have also been reported to react with recombinant desmoglein (DSG) 3, and it was postulated that anti-DSG3 antibody is the cause of skin and oral blisters in patients with PNP.17
The pathophysiological characteristics of PNP remain obscure, but a mechanism relying exclusively on anti-DSG3 antibody is unlikely. Our experiments with DSG3-knockout mice18 demonstrated that non-DSG antibodies cause acantholysis. Recently, Mahoney et al19 concluded that anti-DSG3 antibody alone is inefficient at causing skin blistering. Further, the conjecture that pulmonary epithelial injury is caused by autoantibodies against plakin proteins20 was challenged with new evidence that a distinctive intrinsic lung disease can cause respiratory failure in patients with PNP.21
A pathophysiological role for mononuclear cells infiltrating PNP lesions is suggested strongly by the fact that PNP resembles closely the abnormality caused by autoreactive cell-mediated reactions, such as those found in graft-vs-host disease,14, 22 lichen planus,13 and erythema multiforme.23 Moreover, there is a body of evidence that cell-mediated autoimmunity also develops in patients with classic forms of pemphigus and pemphigoid.24-30
In this study, we characterized the antigenic profile of PNP antibodies using a combination of an IP assay and enzyme-linked immunosorbent assay (ELISA) using standard DSG1 and DSG3 baculoproteins. We found that in addition to the known "PNP antigenic complex" patients' antibodies react specifically with several other self-antigens, but not with DSG1 or DSG3. In addition to skin and upper digestive and respiratory tract epithelia, deposits of autoantibodies were found in the kidney, urinary bladder, and muscle. We analyzed the cellular infiltrate of PNP lesions and obtained evidence that cellular cytotoxic reactions contribute to damage of the tegumental epithelial lining of the mucocutaneous, upper digestive and respiratory tract tissues. Sloughed bronchial cells obstructed the small airways, which may provide a mechanism for respiratory failure. These new and critical aspects of the pathophysiological mechanism of PNP were confirmed in passive transfer experiments with neonatal mice.
Although the historical value of the term paraneoplastic pemphigus is recognized, we believe that the phenotypic heterogeneity of the patients with this disease coupled with a pathophysiological course that is substantially different from classic pemphigus favors adoption of a more encompassing term. We therefore designate the term paraneoplastic autoimmune multiorgan syndrome (PAMS) to describe this distinctive paraneoplastic syndrome.
METHODS
IMMUNOHISTOCHEMICAL ASSAYS
Both DIF and IIF were performed following standard protocols.31 For the DIF assay, the tissue specimen was incubated for 1 hour at room temperature with a fluorescently labeled antibody to human IgG (Pierce, Rockford, Ill; dilution 1:200 in phosphate-buffered saline), CD4, CD8, CD56, CD68 (all from Zymed, San Francisco, Calif; all neat), keratins 8 (K8; Sigma Chemical Co, St Louis, Mo; 1:200) and 14 (K14; Babco, Richmond, Calif; 1:300), or murine CD8 or CD32/16 (both from Pharmingen, San Diego, Calif; both diluted 1:100). For the IIF experiments, a tissue substrate was first treated with primary antibody and then exposed to the fluorescein isothiocyanate–labeled secondary antibody. As a source of primary antibody in IIF assays, we used pemphigus or control serum, or polyclonal antibody to human inducible nitric oxide synthase (iNOS) raised in rabbits immunized with the peptide representing the human iNOS amino acid sequence 1137 to 1153 conjugated to keyhole limpet hemocyanin, following the procedure detailed elsewhere.32 Double staining experiments were performed following the protocol previously described.33
IP ASSAY
The serum IgG fractions were isolated using 40% ammonium sulfate followed by dialysis in phosphate-buffered saline, lyophilized, and reconstituted in phosphate-buffered saline, as detailed elsewhere.18 Cultured keratinocyte monolayers were metabolically labeled for 16 hours at 37°C with 3.7 x 106 Bq/mL [35S] methionine (3.7 x 1013 Bq/mmol; Amersham Life Science Inc, Arlington Heights, Ill) in 1.8-mmol/L Ca++ labeling medium, and the [35S] methionine–labeled proteins were separated by centrifugation and used as a source of naturally folded keratinocyte proteins in a standard IP assay.34 The immune complexes were precipitated with a protein A–sepharose suspension, washed, and resolved on 7.5% sodium dodecyl sulfate–polyacrylamide gel electrophoresis (SDS-PAGE). The gels were fixed and enhanced, and the radioactivity was analyzed using the storage phosphor autoradiography feature of the Storm system (Molecular Dynamics, Mountain View, Calif), as described previously.35
ENZYME-LINKED IMMUNOSORBENT ASSAY
The immunoreactivities of test serum samples with the extracellular portions of the DSG1 and DSG3 baculoproteins that reportedly display the pathogenic epitopes of PV and pemphigus foliaceus (PF) antigens,36-38 respectively, were determined using DSG1- and DSG3-coated ELISA plates purchased from MBL (Nagoya, Japan) together with the positive and the negative controls and following the protocols provided by the manufacturer. The results were expressed as ELISA scores calculated from optical density values using the equation suggested by the manufacturer. As controls, we also used serum samples from normal subjects and from patients with confirmed PV, PF, and bullous pemphigoid (BP).
PASSIVE TRANSFER EXPERIMENTS WITH NEONATAL MICE
The PAMS phenotype was induced in neonatal mice by passive transfer of serum IgG fractions.39 Both DSG3-containing normal BALB/c mice and DSG3-knockout, ie, Dsg3null (129; C57BL/6) mice were used. The serum IgG fractions were injected intraperitoneally at a dose of 20 mg/g of body weight per day into 10- to 12-hour-old pups. In each litter, the Dsg3null mice that are homozygous for a targeted mutation of the Dsg3 gene40 were identified by genotyping at the end of each passive transfer experiment. Polymerase chain reaction (PCR) was used to amplify the sequences from the genomic DNA isolated from pieces of mouse tails using PCR primers and reaction conditions described previously.18 The neonates in each progeny always received the same amount of PAMS or normal human IgG isolated from serum purchased from Sigma Chemical Company.
REPORT OF CASES
CASE 1
A 63-year-old man developed pharyngitis that failed to respond to a course of antibiotics. Subsequently, he noticed the occurrence of painful erosions of the mouth, bilateral conjunctival effusions, and painful blisters and erosions of the glans penis associated with a diffuse morbilliform eruption. During examination, circinate, polycyclic erythematous plaques with overlying peripherally distributed small vesicles and desquamating, collarette-type scale were present over the upper trunk. The Nikolsky sign was negative. The lips were covered with hemorrhagic crusts. Intractable stomatitis accompanied painful erosions and ulcerations of the oropharynx and vermilion borders of the lips. Medical history revealed that 2 years earlier he had been successfully treated with 4 cycles of fludarabine for non-Hodgkin lymphoma. A computed tomographic scan revealed no evidence of active lymphoma.
Biopsy specimens from the glans penis, mouth, and skin lesions were similar and showed lichenoid infiltrate at the DEJ with basal layer vacuolar changes and occasional dyskeratotic epithelial cells. Minimal basal layer clefting was present. Findings of DIF studies of skin and mucosa revealed a linear deposition of IgG both at the DEJ and in a pemphiguslike intercellular pattern in the epidermis. Results of IIF studies demonstrated circulating IgG, which created a pemphigoidlike pattern at the DEJ and a pemphiguslike pattern in the epithelial intercellular spaces (Table 1). A diagnosis of PAMS (also known as PNP) was confirmed by the presence of a characteristic IP pattern (Figure 1).
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Table 1. Characterization of Autoantibodies Circulating in the Serum of Patients With PAMS by IIF on Monkey Esophagus and ELISA With DSGI and DSG3 Baculoproteins*
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Figure 1. Antikeratinocyte antibodies produced by patients with paraneoplastic autoimmune multiorgan syndrome (PAMS). The immunoprecipitation (IP) assay was used to characterize the profile of antiepithelial antibodies circulating in PAMS serum samples. The positions of the molecular weight markers in kilodaltons are shown on the left. The serum samples from PAMS patients 1 and 2 reacted with a "complete" PAMS antigen complex, ie, the 170-, 190-, 210- (double band), 230- and 250-kd bands, whereas the serum from PAMS patient 3 excluded a 170-kd band. The sensitivity and resolution of the IP assay was enhanced by the ability of the Storm system's phosphor-imager feature (Molecular Dynamics, Mountain View, Calif) to capture the image from both strong and weak signals in a single exposure. This allowed visualization of novel PAMS antigens with apparent molecular weights of 40/42, 66, 70, 80, 95, and 150 kd, which were recognized by neither the normal human serum sample shown herein nor by any of the additional 4 normal human serum samples tested in other IP experiments. The serum samples from PAMS patients 1 and 2 also uniquely recognized a 130-kd band, and the serum from PAMS patient 2 also uniquely recognized a 240-kd protein.
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Prednisone, in a dose of 80 mg/d, led to some improvement of his mucocutaneous lesions, but within a short time he developed a chronic cough and shortness of breath. Continued oral and topical steroid therapy led to eventual clearing of the mucocutaneous lesions. However, when the daily prednisone dose was tapered to 30 mg/d, his lesions returned and his respiratory symptoms worsened. Papular erythematous lesions progressed to blisters and erosive lesions affecting the trunk, extremities, palms, and soles. Confluent erythema developed in the V area of the upper chest and back, and diffuse erosions appeared on the lips and oral and nasal mucosa. Chest radiogram results showed a right lower lobe infiltrate that failed to clear with intravenous antibiotics. Results of a ventilation perfusion scan for pulmonary embolism were negative. Bronchoscopy revealed occlusion of small bronchi by desquamated epithelial cells.
Despite an increase in prednisone dose to 100 mg/d, the patient died of respiratory failure a few days later. The results of a postmortem lung examination revealed diffuse upper and lower airway mucosal erythema. Histologically, the mucosa and submucosa of the airways showed nonspecific chronic inflammatory changes, including infiltration of lymphocytes, plasma cells, and macrophages. Bronchial epithelium was partially or entirely absent with bronchial scarring, fibrous obliteration, and dilatation of bronchial lumens.
CASE 2
A 48-year-old man was admitted with thymoma (metastatic to the lungs and liver), oral erosions, and widespread lichenoid eruption with exfoliation involving the face, arms, and upper trunk that was accentuated in radiation ports. The palms and soles were reddened and desquamating. Findings of a skin biopsy demonstrated a subacute vacuolar interface pattern with associated dyskeratotic (apoptotic) keratinocytes. Other medical problems included acquired pure red blood cell aplasia with chronic anemia requiring repeated transfusions.
While hospitalized, the patient developed respiratory problems and died shortly thereafter. Autopsy revealed disseminated, invasive Pseudallescheria boydii infection involving multiple organs. The cut surface of the left lung showed multifocal areas of induration with multiple, light brown, spherical lesions with central necrosis. The bronchi appeared of normal caliber with hyperemic mucosa. Microscopically, focal pneumonia with alveolar damage and hyaline membrane formation was found. Immunological studies performed with the patient's serum post mortem showed the presence of characteristic antibodies against the classic PNP antigenic complex (Table 1; Figure 1).
CASE 3
A 62-year-old man presented with a 1-year history of marked weight loss, recent respiratory distress, including dyspnea, painful oral erosions, hoarseness, and dysphagia. No skin lesions were present. Findings of previous oral biopsies were said to show focal pemphiguslike acantholysis on one occasion and a pemphigoidlike subepidermal bulla on another occasion. Our oral biopsy results showed a lichenoid lymphocytic infiltrate at the DEJ and slight basal layer clefting. Direct immunofluorescence, IIF, and IP studies confirmed the clinical diagnosis of PAMS (Table 1; Figure 1).
A search for an associated malignancy revealed a suprarenal mass, which was excised and histologically identified as a Castleman tumor (ie, angiofollicular lymph node hyperplasia). Bronchial washings revealed clusters of bronchial epithelial cells. The patient's mucocutaneous lesions responded to prednisone at a dose of 80 mg/d. His prednisone dose was tapered over an 18-month period and discontinued for approximately 2 months. This clinical remission was associated with transient disappearance of those circulating autoantibodies that stained monkey esophagus in a fishnetlike, intercellular pattern, whereas the titer of anti–basal membrane zone antibodies remains unchanged (Table 1). Later, the patient developed a flare of mucocutaneous lesions without evidence of metastases of Castleman tumor. He is currently on the maintenance dose of prednisone and is doing well. He occasionally experiences respiratory symptoms, which he controls using a corticosteroid inhaler.
RESULTS
EFFECTORS OF HUMORAL AUTOIMMUNITY
The IP assay was used to characterize the antigenic profile of PAMS autoantibodies (Figure 1). The serum samples from all 3 of our patients with PAMS uniquely immunoprecipitated keratinocyte proteins with apparent MWs of 40/42, 66, 70, 80, 95, 150, 190, 210 (double band), 230, and 250 kd. Additionally, the serum samples from patients 1 and 2 reacted with 130- and 170-kd proteins, and the serum sample from patient 2 uniquely recognized a 240-kd protein. The serum sample from patient 3 lacked an autoantibody against the 170-kd protein, a finding noted occasionally in other PAMS cases.41
The presence of anti-DSG1 and anti-DSG3 antibodies in test and control serum samples was investigated using ELISA with DSG1 and DSG3 baculoproteins (Table 1). Repeated ELISA testing with different batches of DSG1 and DSG3 showed that the serum samples from all 3 three patients with PAMS as well as from a patient with BP were always negative for DSG1 and DSG3 antibodies, as were the samples from normal subjects. High titers of DSG1 and DSG3 were detected in the positive control samples, PV, and PF serum samples, indicating that the lack of reactivity of PAMS serum with DSG baculoproteins was due to the absence of anti-DSG antibodies rather than to technical limitations. In addition, since the IgG fraction of the normal subjects whose ELISA scores were equivalent to those of PAMS patients 1 and 2, did not precipitate either DSG1, 160 kD,42 or DSG3, 130 kd,43 the 130-kd keratinocyte protein immunoprecipitated by the IgG fractions from PAMS patients 1 and 2 is not DSG3 but instead an unknown antigen bearing the same MW as DSG3.
To discern the epithelial tissues that are targeted by PAMS autoantibodies, we examined by DIF the biopsy and autopsy specimens obtained from our PAMS patients. Deposits of IgG autoantibodies were found within the epithelial lining of the skin, conjunctiva, oral mucosa, esophagus, trachea, bronchi, alveoli, urinary bladder, and renal glomeruli (Figure 2), but not in the glandular or gastrointestinal epithelia. Three staining patterns occurred: (1) intercellular, in a pemphiguslike pattern; (2) linear at the DEJ, in a pemphigoidlike pattern; and (3) homogenous within the cell, in an apoptosislike pattern.
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Figure 2. Epithelial tissue specificities and reaction patterns of paraneoplastic autoimmune multiorgan syndrome (PAMS) autoantibodies. A, At the site of epithelial tissue split in the biopsy specimen of the oral lesion of PAMS patient 3, direct immunofluorescence (DIF) with anti–human IgG antibody shows both intercellular, weblike (or pemphiguslike) staining, and homogeneous staining of most of the basal and some suprabasilar keratinocytes, representing apoptotic cells. B, This DIF of perilesional skin of PAMS patient 1 demonstrates pemphiguslike as well as linear pemphigoidlike staining of the basement membrane zone, but no apoptotic cells. The IgG autoantibodies are attached to epithelial cells lining the bronchus, (C) and glomerulus in the kidney, (D) of patient 1. (Original magnifications, A, B, x630; C, D, x200.)
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Consistent with the results of DIF assays, specific epithelial binding of PAMS IgGs was observed in the IIF experiments that used as a substrate specimens of human or rodent skin, eyelid, oral mucosa, esophagus, airways, and urinary bladder (Figure 2). The titers and staining patterns of PAMS and control serum samples were determined by IIF using monkey esophagus as a substrate (Table 1). Moderate reactivity toward smooth and striated muscle also occurred in both DIF and IIF assays (data not shown).
EFFECTORS OF CELLULAR AUTOIMMUNITY
Light microscopic examination of PAMS lesions revealed dyskeratotic keratinocytes characterized by condensed and basophilic nuclei and eosinophilic homogenization of the cytoplasm (Figure 3A), which is consistent with keratinocyte apoptosis.44-45 Frequent findings of satellite cell necrosis, vacuolar interface changes, and lichenoid infiltration implicated cellular cytotoxic reactivity. Therefore, we sought to further characterize effector populations of the cellular immunity by antigen biomarker analysis of autopsy and biopsy samples obtained from the PAMS patients. In lesional skin, CD4+ lymphocytes were found within infiltrates located in the papillary dermis (Figure 3B). In marked contrast, CD8+ cytotoxic T lymphocytes (CTLs) were located within the basal and suprabasal epidermis and often apposing apoptotic keratinocytes (Figure 3C). CD56+ natural killer (NK) cells infiltrated the upper dermis and were also situated at the DEJ (Figure 3D). CD68+ monocyte/macrophages, effectors of natural cytotoxicity, surrounded areas of microvesiculation from both sides of the DEJ (Figure 3E). The most prominent CD68+ infiltrate was present at the dermal side of the blisters and individual cells were seen scattered throughout the epidermis. Double staining experiments that included an antibody to iNOS (which can serve as a marker of both activated cytotoxic mononuclear cells and their target cells46) were performed to determine if the CD68+ cells infiltrating PAMS lesions are activated and can participate in the cytotoxic reactions. As expected, the CD68+ cells abundantly expressed iNOS (Figure 3F). Immunoreactivity of iNOS also occurred in lesional keratinocytes (Figure 3G), suggesting that these iNOS-positive epithelial cells were undergoing apoptosis.47 Both preincubation of the anti-iNOS immune serum samples with the synthetic peptide used for immunization and omission of the primary antibody abolished the fluorescent staining (not shown).
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Figure 3. Effectors of cell-mediated cytotoxicity in paraneoplastic autoimmune multiorgan syndrome (PAMS) lesions. A, The interface lichenoid infiltrate in association with satellite-cell necrosis and vacuolar degeneration of basal cells leading to an epidermal split within the basal layer without acantholysis in the penile lesion of PAMS patient 1. B, Abundant infiltrate of CD4 cells in the upper dermis without extension into the epidermis (not shown) in the lesional skin biopsy specimen of the same patient. C, Heavy infiltration of CD8+ cytotoxic T lymphocytes involves both the epidermis and the uppermost regions of the lamina propria in the oral lesion biopsy specimen of PAMS patient 3. D, The CD56+ NK (natural killer) cells are positioned along the dermoepidermal junction in the same biopsy specimen. The monocytes/macrophages surrounding an epidermal cleft simultaneously express CD68+ (E, F, red) and inducible nitric oxide synthase (iNOS) (F, green). F Also shows iNOS-positive epithelial cells in the basal layer. G, In addition to the basal epithelial layer, the iNOS-positive apoptotic keratinocytes are also found in suprabasilar locations where these cells could be targeted by the effectors of cell-mediated cytotoxicity that invade the upper epidermis, as shown in C. In the autopsy specimen from the respiratory tissue of PAMS patient 1, the CD68+ effectors of natural cytotoxicity invade the epithelial lining that is being sloughed from the bronchial wall (H) and also infiltrate the epithelial linings of smaller airways (I, red). Panel I also shows that CD68+ cells are also iNOS positive (green). (Original magnifications, A-D, G x200; E x100; F, x630, and I, x1000. Dotted lines outline the epithelial basement membrane. The specificity of antibody binding was demonstrated by abolishing the staining by omitting the primary antibody (not shown).
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Mononuclear infiltrates containing iNOS-positive CD8+, CD56+, and CD68+ cells were also found in the conjunctival and oral lesions of PAMS patients (not shown). In respiratory tissues, both the epithelial lining of the large (Figure 3H) and the small (Figure 3I) airways demonstrated pronounced infiltrates of CD68+ mononuclear cells. In these locations, CD68+ cells predominated over CD8+ CTL and CD56+ NK cells. Notably, activated CD68+ cytotoxic cells were identified within the sheets of the respiratory epithelium that had sloughed from the bronchial wall (Figure 3H).
MECHANISM OF THE SMALL AIRWAY OCCLUSION
Respiratory problems were present in all 3 of our PAMS patients. Examinations of tracheal and bronchial autopsy specimens of patient 1 revealed detachment of mucosal sheets and individual cells from the lamina propria. The sloughed epithelial cells were found in the lumen of respiratory bronchioles and alveolar sacs. These sloughed cells stained homogeneously with anti-IgG autoantibodies in DIF experiments, producing the apoptosislike pattern (Figure 4A). To determine the origin of sloughed, apoptotic respiratory epithelial cells occluding small airways, the autopsy specimens were stained for K8, a marker of simple epithelial cells that is normally expressed in both upper and lower airways,48-49 and K14, a marker of basal cells in keratinizing stratified epithelium that is not expressed by normal alveolar cells but can be found at low levels in normal human bronchi.50 The sloughed epithelial cells were positive for both K8 and K14. In marked contrast to normal airways, the epithelial cells comprising the mucosal sheets that were sloughed from the walls of the upper airways in PAMS patients abundantly expressed K14 (Figure 4B). Since the epithelium lining small airways was K14 negative, the apoptotic respiratory epithelial cells that were enriched with the marker of squamous epithelium K14 had shed from large airways and migrated distally within the airway where they could occlude the lumens of the small airways.
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Figure 4. Visualization of respiratory epithelial cells occluding small airways in patients with paraneoplastic autoimmune multiorgan syndrome (PAMS). A, Clusters of large respiratory epithelial cells occluding a terminal bronchiole of PAMS patient 1 immunostain positive with anti–human IgG. B, The respiratory epithelial cells that compose the epithelial sheet detaching from the wall of a large bronchus immunostain brightly for K14, indicating that the clusters of K14-positive cells occluding the small airways include cells that were sloughed from the walls of the large airways. (Original magnifications, A, x630; B, x100.)
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INDUCTION OF PAMS PHENOTYPE IN WILD-TYPE AND DSG3-KNOCKOUT MICE
The serum IgG fraction of patient 1 was injected intraperitoneally into nine 10- to 12-hour-old normal BALB/c and 7 Dsg3null neonates, and the IgGs from patient 3 were injected into 6 Dsg3null pups. Approximately 12 to 16 hours after injection, all mice developed generalized cutaneous erythema followed by peeling or prominent blistering of their skin at approximately 24 to 32 hours after injection (Figure 5A). Ruptured blisters revealed superficial erosions with positive Nikolsky sign (Figure 5B). All mice injected with IgG obtained from PAMS patients died by 72 hours after injection with symptoms of generalized cyanosis.
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Figure 5. Mucocutaneous and respiratory lesions of neonatal Dsg3null mice injected with paraneoplastic autoimmune multiorgan syndrome (PAMS) IgGs. A, Generalized erythema followed by large, flaccid blisters filled with serous fluid developed on the skin of DSG3-negative mice approximately 24 hours after a single intraperitoneal injection of PAMS IgG. B, Light pulling with tweezers of the skin at the edge of the erosions that appeared after spontaneous rupture of the blisters resulted in peripheral enlargement of the detached area toward clinically uninvolved skin. The dsg3-/- genotype of this mouse was determined by polymerase chain reaction amplification of the sequences of genomic DNA extracted from the tail.18, 40 A primer set matching within the "Neo" sequence indicative of the targeted disruption of the Dsg3 gene amplified a product with the expected size, 280 base pairs, whereas 2 sets of primers matching within the sequences of the wild-type Dsg3 gene amplified no products (not shown). C, Light microscopic examination of early lesions in the skin of a Dsg3null mouse injected with PAMS IgG reveals microvesiculation and lichenoid subepidermal mononuclear infiltrate subjacent to the areas of vacuolization of basal keratinocytes. D, In a fully developed lesion, complete disintegration of the basal cell layer caused by separation of basal keratinocytes from both the basal membrane and the adjacent keratinocytes produces intraepidermal clefting. A loss of epithelial cell adhesion similar to that found in the skin occurs in large airways where the respiratory epithelium cells detach from the lamina propria and neighboring cells (E) and form clusters occluding the airways (F). G, The clusters of respiratory epithelium cells found in the lumen of small airways are positive for the desquamation marker K14. Deposits of PAMS IgG were visualized using fluorescein isothiocyanate–conjugated anti–human IgG antibody. In Dsg3null mice, the non-DSG3 PAMS antibodies are found attached to the surfaces of the epithelial cells comprising the epidermis (H) and bronchial wall lining (I). Omitting the primary antibody abolished the staining in the indirect immunofluorescence assays (not shown). (Original magnifications, C, D, x400; E, H, I, x630; F, x100; and G, x1000.)
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Light microscopic examination of skin lesions representing the "erythematous" stage (16-24 hours after injection) revealed profound mononuclear cell infiltrate in the upper dermis associated with interface microvesiculation (Figure 5C). During the "blistering" stage (>24 hours after injection), clefting occurred both in the intraepidermal and subepidermal locations. The clefts resulted from disintegration of the basal cell layer caused by separation of basal keratinocytes from both the basal membrane and adjacent cells (Figure 5D). The loss of epithelial cell attachment was also prominent in mouse airways. The respiratory epithelial cells detached from the wall of large airways as intact sheets and individual cells (Figure 5E) that occluded the airway lumens (Figure 5F). The clusters of sloughed epithelial cells that packed respiratory bronchioles and alveolar sacs immunostained positive for K14 (Figure 5G).
Our DIF experiments with anti–human IgG antibody demonstrated cell membrane deposits of injected non-DSG3 antibodies within the epidermis (Figure 5H), oral mucosa, esophagus, and respiratory epithelium (Figure 5I) of Dsg3null mice. Monoclonal antibodies to murine CD markers were used to characterize the cellular infiltrate. Examination of cutaneous, esophageal, and bronchial specimens revealed infiltrates comprised predominantly or exclusively of CD32/16+ NK cells. Only a few CD4+ or CD8+ cells could be seen within the mononuclear cell infiltrates (not shown).
No differences were observed between the wild-type and Dsg3null mice with regard to their response to PAMS IgG injections. Production of gross and microscopic features of the PAMS phenotype, evolution of lesion development, and DIF and IIF findings were identical. Since Dsg3null mice lack the DSG3 target for an anti-DSG3 antibody, and since none of our PAMS patients had anti-DSG3 antibody by ELISA (Table 1), these findings demonstrated that neither the DSG3 antigen nor any anti-DSG3 antibody could play any role in the pathophysiology of mucocutaneous lesions in our PAMS patients.
COMMENT
CLASSIFICATION OF PAMS
"Paraneoplastic pemphigus" has recently emerged as a distinct paraneoplastic disease with an autoimmune pathogenesis.1 It shares some similarity with the classic forms of pemphigus (PV and PF). However, as demonstrated by the clinical and laboratory findings in patients presented in this report and by our investigations in the animal model of PAMS, there are sufficient differences between these 2 conditions to warrant separate terminology. Among the differences are the distinctive mucocutaneous clinical features, histological characteristics, immunofluorescent patterns, systemic involvement, association with neoplasia, responsiveness to therapy, prognosis, and pathophysiological characteristics. Based on these observations, elaborated below, we believe that the term paraneoplastic pemphigus is too restrictive to adequately describe the multiorgan syndrome under consideration. The use of a term containing the word pemphigus may lead to overlooking this possibility when a PAMS is manifested by a nonvesicobullous eruption. Furthermore, the word pemphigus may be misleading because true pemphigus does not usually affect lungs, which is in marked contrast to PAMS, in which lung involvement has proven fatal in many cases. To encompass the aggregate of signs and symptoms associated with the distinct morbid process affecting the skin, mucosa, and lungs in a heterogeneous group of patients with paraneoplastic disease, we suggest the more inclusive term paraneoplastic autoimmune multiorgan syndrome," or PAMS. In this study, we characterized patients with the mucocutaneous and respiratory variant of PAMS. In future, this classification system will accommodate subsets of patients with pathological characteristics associated with other systems (eg, endocrine, neural, urinary, etc) as discrete clinical variants of PAMS.
MUCOCUTANEOUS CLINICAL FEATURES OF PAMS
Oral erosive disease occurs in patients with classic pemphigus as well as in patients with PAMS. In PAMS, however, the degree of mucosal involvement is usually more severe in extent and intensity. There are usually erosions extending from the mouth to the aerodigestive tract, and there is often involvement of other mucosal surfaces such as the eyes and genitalia.
In classic pemphigus, blisters and erosions arise from otherwise normal-appearing skin; inflammatory lesions are not usually present.2 In PAMS, inflammatory macules, papules, and plaques are always present and may be more prominent than blisters. These erythematous lesions are polymorphic and vary considerably from one patient to another. They may mimic morphologically the appearance of erythema multiforme, lichen planus pemphigoides, or graft-vs-host disease. Vesicles and bullae are often relatively inconspicuous and when present, arise from the surface of the erythematous lesions rather than from normal, uninflamed skin.
HISTOLOGICAL CHARACTERISTICS OF PAMS
Consistent with the clinical presentation, the microscopic appearance of classic pemphigus is relatively pauci-inflammatory with prominent cell-to-cell dysadhesion (acantholysis) within the epithelium above the basal layer. In contrast, PAMS exhibits a marked mononuclear, lichenoid inflammatory infiltrate at the DEJ. Vacuolar degeneration of the basal layer is accompanied by suprabasilar clefting. Dyskeratotic (apoptotic) keratinocytes appear predominantly within the more basal regions of the epithelium. Acantholysis is generally present but much less marked than in classic pemphigus. Reflecting these microscopic changes, blisters develop either within the epidermis, in a pemphiguslike pattern, and/or at the DEJ, in a pemphigoidlike or erythema multiforme–like pattern.
IMMUNOFLUORESCENT HALLMARKS OF PAMS
Findings of DIF examination of perilesional tissue in classic pemphigus reveal the deposition of immunoreactants (almost always IgG antibodies with some complement components) in the intercellular spaces of the epithelium. The results of IIF examination of the patients' serum samples demonstrate the presence of circulating antibodies, which bind to the intercellular spaces of human epidermis and monkey esophageal epithelium. In PAMS, these same immunofluorescent patterns occur but, in addition, DIF studies usually reveal the presence of immunoreactants at the DEJ as well as in an intraepithelial cell location. Findings of IIF studies show circulating antibodies that bind to the intercellular spaces within many additional types of simple, columnar, and transitional epithelia. The titer of intercellular antibodies, but not anti–basal membrane zone antibodies, seems to correlate with the clinical course of PAMS.
SYSTEMIC INVOLVEMENT IN PAMS
Although mucosal involvement of the pharynx and larynx can rarely be found in classic pemphigus, involvement of the bronchial and alveolar airways does not occur. On the other hand, pulmonary involvement, often severe enough to result in death, occurs in nearly all patients with PAMS. All 3 of our patients developed respiratory symptoms, and 2 of them subsequently experienced severe respiratory distress with failure and died. At autopsy, detachment of individual cells (as a result of acantholysis) and sheets of clustered epithelial cells (as a result of basal layer apoptosis) were noted within the trachea, bronchi, and the small airways. In the small airways, there was complete plugging of alveoli. These observations may provide a mechanism for occlusion of distal bronchi by necrotic cellular debris reported in PAMS.51-52 Similar changes, leading to bronchiolitis obliterans, have recently been documented in other patients with PAMS.53-55 However, at this point there is only a circumventional evidence that respiratory insufficiency in PAMS is related to bronchial obstruction with sloughed epithelium. Further studies are needed to investigate this relationship.
Our studies also showed the deposition of antibodies in other tissues and internal organs, such as muscle, bladder and renal glomeruli. However, overt disease involving these locations was not encountered.
ASSOCIATION OF PAMS WITH NEOPLASIA
Malignancy, usually thymoma, has been reported in a small number of patients with classic pemphigus.56-57 However, this association does not result in any change in the clinical or histological appearance of classic pemphigus lesions. In contrast, patients with PAMS almost always have associated neoplasia at the time when mucocutaneous lesions develop. The neoplasia may be discovered before or after the development of the mucocutaneous disease, but simultaneous recognition occurs most frequently. The neoplasia is typically malignant. Lymphoproliferative disease occurs most often, but a large number of other malignancies have been reported.41 Two of our 3 patients had concurrent neoplasia (metastatic thymoma and Castleman tumor), and the other had been treated for non-Hodgkin lymphoma 2 years prior to developing PAMS. Establishing the diagnosis of PAMS in 1 of our patients (patient 3) prompted the search for an occult malignancy, which resulted in the diagnosis and subsequent removal of the Castleman tumor.
In addition to the epidermis and other epithelial tissues, the nervous system is also targeted by an aberrant immune response to an underlying malignancy. This results in paraneoplasia with debilitating and frequently life-threatening consequences.58-59
RESPONSIVENESS TO THERAPY OF PATIENTS WITH PAMS
Most patients with classic pemphigus respond well to moderate- or high-dose systemic corticosteroid therapy. Recalcitrant disease can be treated with cytotoxic agents, plasmapheresis, intravenous  -globulin, cyclosporin, or mycophenolate mofetil. Patients with PAMS respond less consistently. Although 2 of our 3 patients improved or cleared with oral prednisone, many previously reported patients with PAMS have been resistant to all conventional types of therapy.41 Interestingly, in a few instances, successful treatment of the associated neoplasia was associated with clearing of the mucocutaneous lesions. Excision of the Castleman tumor in our PAMS patient 3 was associated with temporal disappearance of oral and cutaneous lesions.
PROGNOSIS OF PAMS
Prior to the era of corticosteroid therapy, most patients with classic pemphigus died (reviewed by Robinson et al60). With current therapies, fewer than 10% of cases are fatal. Mortality frequently results from complications of therapy rather than the disease itself. However, patients with PAMS have a significantly worse outcome. A recent report calculated a fatality rate of 90% in 84 patients cared for at several academic health centers.20 One of our patients died of respiratory failure shortly after the onset of disease, and another died from fungal sepsis.
PATHOPHYSIOLOGICAL CHARACTERISTICS OF PAMS
Currently, classic pemphigus is considered to be mediated by antibodies directed toward the desmosomal cadherin adhesion molecules, DSG1, and DSG3.61 In contrast, PAMS is associated with antibodies directed primarily toward desmosomal plakin proteins (Table 2).
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Table 2. Self-antigens of Paraneoplastic Autoimmune Multiorgan Syndrome*
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In paraneoplastic autoimmune neuronal diseases, several novel families of antigen targets have been identified.64-70 However, there is mounting evidence that the antibodies detected in both the paraneoplastic mucocutaneous and neuronal syndromes do not necessarily mediate the pathological process directly, but may serve as serological markers of disease (similar to humoral markers for cancer). Instead, cellular immunity seems to mediate the major activity in tumor responses.69-71 In this regard, autoantibodies serving as serological markers for cancers have been identified as a useful surrogate to elucidate the cellular effectors of immunity, including both CD8+ and CD4+ T cells.72-73 Tumor-specific CTLs are present in patients with cancer who experience Purkinje cell loss and paraneoplastic cerebellar degeneration.72
Similar observations have recently implicated specific CD8+ T cells in the development of a graft-vs-host–like immunophenotype in a patient with PAMS.74 However, another report suggested that antibodies against the 130-kd DSG3 are present in the serum of patients with PAMS.17 The antibodies eluted from the DSG3 chimeric baculoprotein caused acantholysis in neonatal mice, thus raising a possibility that the clinical manifestations of PAMS result from an anti-DSG3 antibody action.17 This notion was challenged by recent findings that the 130-kd keratinocyte protein targeted by PV IgG may be not DSG3 but some unknown molecule with the same MW.75 The Dsg3-Ig-His chimeric baculoprotein that was used in the past to show that anti-DSG3 antibodies from patients with PAMS are pathogenic17 actually absorbs autoantibodies to an array of keratinocyte proteins including a non-DSG3 130-kd polypeptide present in keratinocytes from DSG3-knockout mice.75 We have therefore attempted to clarify the overall pathophysiological characteristics of PAMS. Based on our previous findings, which questioned the pathogenic importance of DSG antibodies in classic pemphigus (reviewed by Grando76), we have specifically addressed what, if any, role DSG antibodies might play in our patients with PAMS.
Effectors of Humoral Autoimmunity in PAMS
Our IP studies revealed the presence of the expected antibodies directed against the previously reported members of the plakin protein family. As has also been previously reported, 2 of our patients had antibodies directed toward a 170-kd protein of unknown type. In addition, 2 of our patients had antibodies that recognized a protein of 130 kd, the MW of DSG3.43 However, using an ELISA with DSG3 recombinant baculoprotein, we could not confirm that this targeted keratinocyte protein was DSG3, which is in keeping with observations reported by de Bruin et al.77 Moreover, upon passive transfer of our patients' IgGs, generalized erythema followed by blistering and/or peeling developed in both wild-type mice (that posses DSG3) and DSG3-negative knockout mice. (The DSG3-negative knockout mice lack spontaneous skin lesions at birth, which justifies the use of Dsg3null mice in passive transfer experiments.18-19) The lesions that developed in injected mice resembled closely those in patients with PAMS. Based on these observations, we submit that antibodies to DSG3 did not play a role in the development of the mucocutaneous lesions in our patients with PAMS. Our results indi |
